A senior internal audit opportunity within a leading international investment banking and financial markets group. Our client have a strong footprint across Equity and Debt Capital Markets, Leveraged Finance and Institutional Market Solutions. You will join a growing team of auditors, focusing on governance audits, specifically within the realm of regulatory compliance and corporate governance.
Responsibilities will include
- Supporting the audit leadership in defining the scope of audits by identifying risks and controls, developing audit testing strategies and applying analytical methods.
- Carrying out audit fieldwork and report to teams on audit effectiveness.
- Working closely with compliance teams to audit reporting and control commitments across markets frameworks as well as onboarding processes – MiFID, MAR, KYC, AML and CTF
- Producing high quality working papers, supporting audit management with the overall audit report.
- This role may involve some annual travel within Europe for audit missions.
Skills required
- At least 8 years’ experience in internal audit, Inspection or internal control across the financial markets or investment banking sectors.
- Experience of functions audits – regulatory compliance in particular – MiFID, MAR, AML, KYC, CTF, Sanctions
- An internal audit certification is desirable – IFACI, CIA, IIA.
- A professional level of French and English – C1
If you are interested in this opportunity please contact Simon Bradbury – simon.bradbury@rolyrecruitment.com
