VP/ Director Compliance, Fixed Income Trading

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A senior compliance opportunity working with one of the World’s leading investment banking and markets groups. Our client have  grown impressively in Paris over the last 2 years, their designated headquarters for trading and markets activity within the European Union.

Key Responsibilities

  • Providing compliance advice to the FICC business units on ACPR, AMF and exchange frameworks
  • Interpretation and implementation of new rules and regulations, assessing regulatory risks, regulatory changes and their impact.
  • Working with risk management countertparts on governance frameworks for new algorithmic and electronic trading strategies
  • Participation in Compliance, regulatory and internal investigations and audits, including utilising the firm’s systems to conduct forensic reviews.
  • Reviewing and escalating Suspicious Transaction Activity Reports to regulatory authorities
  • Delivering training sessions on EU and France specific Compliance policies

Skills Required

  • Minimum of 5 years of compliance experience within a Global Markets bank, brokerage, exchange or consulting group
  • Fluent in French and in English.
  • Professional qualifications such as a CISI Diploma, CFA qualification or AMF certification are an advantage
  • Knowledge of FICC market products
  • Excellent understanding of EU and international regulations (MiFID II, MAR, Benchmarks, EMIR, CSDR, Dodd-Frank Act and other major CFTC and SEC driven regulations).

If you are interested in this opportunity, please contact Simon Bradbury – simon.bradbury@rolyrecruitment.com