Diversified European financial services group with an exciting growth strategy for France.
Our client’s business in Paris concentrates on 3 poles of activity : 1) Debt Capital Markets – bond financing, loan restructuring 2) Asset management 3) Trusts.
In response to recent commercial successes they are now looking to hire a senior governance professional to cover aspects of regulatory compliance and operational risk management. This role will involve regular interaction with both the AMF and ACPR.
Roles and Responsibilities
- Draft compliance policy mappings, procedures, and operational methods in collaboration with operational teams
- Participate in the production of regulatory reporting for the AMF and ACPR as well as non-regulatory reporting
- Assist the European Risk and Compliance Manager by raising awareness, performing controls, and ensuring that the risk management framework is effective and operational, which includes the Risk & Control Self-Assessment Framework
- Assist with the collation of Key Risk Indicators and risk meeting data points
- Collecting and analysing incidents to ensure that relevant lessons are learnt; agreed action plans monitoring and escalating the issues to the management attention when necessary
- Assist with the preparation of risk presentations and case studies of incidents
Key skills and experience required are:
- Education: Bac+5 in finance, management, law, audit or any other relevant diploma
- 5+ years’ experience in Risk Management/Regulatory in financial services – asset management, investment banking or payment services would be an advantage
- Experience in risk management concepts (RCSA, incident management, risk indicators)
- Languages: fluency in French and English is preferred
- Excellent written and verbal communication skills
simon.bradbury@rolyrecruitment.com
