A senior compliance opportunity working with one of the World’s leading investment banking and markets groups. Our client have grown impressively in Paris over the last 2 years, their designated headquarters for trading and markets activity within the European Union.
Key Responsibilities
- Providing compliance advice to the FICC business units on ACPR, AMF and exchange frameworks
- Interpretation and implementation of new rules and regulations, assessing regulatory risks, regulatory changes and their impact.
- Working with risk management countertparts on governance frameworks for new algorithmic and electronic trading strategies
- Participation in Compliance, regulatory and internal investigations and audits, including utilising the firm’s systems to conduct forensic reviews.
- Reviewing and escalating Suspicious Transaction Activity Reports to regulatory authorities
- Delivering training sessions on EU and France specific Compliance policies
Skills Required
- Minimum of 5 years of compliance experience within a Global Markets bank, brokerage, exchange or consulting group
- Fluent in French and in English.
- Professional qualifications such as a CISI Diploma, CFA qualification or AMF certification are an advantage
- Knowledge of FICC market products
- Excellent understanding of EU and international regulations (MiFID II, MAR, Benchmarks, EMIR, CSDR, Dodd-Frank Act and other major CFTC and SEC driven regulations).
If you are interested in this opportunity, please contact Simon Bradbury – simon.bradbury@rolyrecruitment.com