Regulatory compliance opportunity based in the European headquarters of this Global metals trading and hedging group. This is a first line, trading floor based role, providing compliance advisory and training to high volume base and bulk metal trading desks. You would work as part of a successful compliance and legal team, engaging closely with 2nd line counterparts on regulatory frameworks, risk policies, sanctions and ethics.
Responsibilities:
- Providing compliance advice across base and bulk metals trading under LME contracts
- Working on physical and financial trading issues
- Integrating regulatory rules and requirements, MIFID2, Market Abuse Regulation
- Helping to manage regulatory audits, examinations and enquiries
- Liaising with UK and international regulators as well trading exchanges on market developments, political shifts and ethics
Compétences requises
- Regulatory compliance or risk management experience within the Commodity trading sector is essential (ideally base metals coverage). Our client can also consider compliance candidates from the banking (commodity financing) sector with an interest in working within a trading environment.
- In-depth knowledge of commodities trading regulations and market practices.
- Exposure to LME trading frameworks would be particularly valuable
- Experience of leading compliance initiatives and providing compliance training
- Strong communication skills and ability to engage with Global stakeholders
simon.bradbury@rolyrecruitment.com
