Head of Compliance, Investment Bank

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Our client are a dynamic investment banking group who are looking to expand their M&A, Private placement, Equity Research and Equity Capital Market activity in France.

The role holder will serve as the RCSI as well as the primary liaison with the AMF and the ACPR.

This could be a rewarding, long-term opportunity for an existing Head of Compliance looking for a fresh challenge or a Deputy Head/ Senior Compliance Manager looking for career progression.

Responsibilities:

  • Assess regulatory and reputational risks that the bank face as part of their commercial growth, helping to build effective maps, controls and action points
  • Manage the day-to-day compliance framework, incorporating AMF and ACPR policies as well as EU Directives
  • Ensure key regulatory policies are clearly communicated to governance and commercial stakeholders – MAR, MiFID II, GDPR, Sapin II
  • Provide compliance training on an individual and group basis.
  • Ensure that financial promotions comply with local and international regulatory policies.
  • Build relationships with compliance counterparts across Europe and internationally

Skills required:

  • A minimum of 6 years’ experience within regulatory compliance is essential
  • Prior holding of the RCSI or RCCI title is beneficial but not essential. Attendance on related training sessions with the AMF and an ability to take on the RCSI qualification would also be acceptable
  • Business proficiency in both French and English is essential for international communication.

If you are interested in this opportunity please contact Simon Bradbury at simon.bradbury@rolyrecruitment.com

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